Lesley Hunter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lang Financial Scotland Limited

    FRN 593301

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
    • [FCA CF] Client dealing (2 Mar 2020 to 9 Dec 2021)
    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 9 Dec 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 17 May 2022)
    • CF30 Customer (26 Jan 2022 to 17 May 2022)
  • WD Wealth Management Limited (no longer approved here)

    FRN 719387

    • (2)Employed By (26 Jan 2022 to 17 May 2022)
  • Blythswood Associates Ltd (no longer approved here)

    FRN 603860

    • Employed By (5 Jan 2019 to 4 Feb 2020)
  • Blythswood Associates (no longer approved here)

    FRN 600175

    • Employed By (22 Aug 2013 to 9 Jan 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (13 Sep 2010 to 31 May 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2006 to 25 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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