Lesley Ann Morgan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (13 Jun 2024 to 9 Jul 2025)
    • SMF3 Executive Director (7 Jun 2022 to 13 Mar 2024)
    • SMF1 Chief Executive (7 Jun 2022 to 13 Mar 2024)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Material risk taker (14 Aug 2023 to 14 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jan 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 8 Nov 2025)
    • CF30 Customer (27 Jan 2012 to 27 Mar 2017)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Material risk taker (14 Aug 2023 to 9 Jul 2025)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Material risk taker (14 Aug 2023 to 7 Jul 2025)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (1 Oct 2020 to 8 Nov 2025)
    • [FCA CF] Material risk taker (1 Oct 2020 to 20 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 14 Jul 2025)
    • CF30 Customer (27 Jan 2012 to 8 Dec 2019)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (183)[FCA CF] Manager of certification employee (1 Oct 2020 to 24 Jan 2023)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (183)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited