Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Jun 2019)
    • CF4 Partner (AR) (12 Sep 2008 to 18 Jan 2018)
    • (10)Employed By (since 11 Jun 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (31 Mar 2006 to 13 Apr 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Abbey National Belfast Limited (no longer approved here)

    FRN 207596

    • Employed By (1 Dec 2001 to 7 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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