Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 11 Jun 2019)
- CF4 Partner (AR) (12 Sep 2008 to 18 Jan 2018)
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E M Gray & Co Ltd
FRN 215028
- (10)Employed By (since 11 Jun 2019)
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- CF1 Director (AR) (31 Mar 2006 to 13 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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- Employed By (1 Dec 2001 to 7 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.