Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Aug 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Aug 2021)
    • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (26 Apr 2011 to 28 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.