Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 18 May 2022)
- [FCA CF] Significant management (3 Oct 2022 to 19 Dec 2022)
- [FCA CF] Client dealing (18 May 2022 to 19 Dec 2022)
- [FCA CF] Manager of certification employee (18 May 2022 to 19 Dec 2022)
- SMF3 Executive Director (9 Dec 2019 to 21 Apr 2022)
- SMF1 Chief Executive (9 Dec 2019 to 21 Apr 2022)
- CF3 Chief Executive (10 Jan 2019 to 8 Dec 2019)
- CF30 Customer (27 Jul 2016 to 8 Dec 2019)
- CF1 Director (27 Jul 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (10 Jun 2022 to 27 Feb 2023)
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- CF1 Director (AR) (6 May 2020 to 23 Mar 2021)
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- CF1 Director (AR) (27 Oct 2016 to 23 Mar 2021)
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- (4)Employed By (27 Oct 2016 to 23 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.