Lee Toms

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (10 Jul 2024 to 1 Oct 2024)
    • [FCA CF] Material risk taker (5 May 2021 to 1 Apr 2024)
    • SMF24 Chief Operations (9 Dec 2019 to 22 Dec 2020)
    • CF29 Significant management (3 Sep 2008 to 8 Dec 2019)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (9 Aug 2023 to 1 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2024)
    • CF1 Director (16 May 2016 to 8 Dec 2019)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • [PRA CF] Significant risk taker or Material risk taker (5 May 2021 to 1 Apr 2024)
    • [PRA CF] Managing a material risk taker (1 Apr 2021 to 1 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2023)
    • SMF24 Chief Operations (14 Mar 2019 to 22 Dec 2020)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Significant management (1 Apr 2020 to 2 Mar 2022)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 20 Jan 2022)
    • [FCA CF] Material risk taker (1 Apr 2020 to 2 Mar 2022)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 May 2021)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 17 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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