Lee Roberts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 25 Apr 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 25 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Dec 2021)
    • CF30 Customer (11 Nov 2019 to 3 Dec 2021)
  • Stephen Hope (no longer approved here)

    FRN 597905

    • (1)Employed By (11 Nov 2019 to 3 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.