Lee McDowell

• M&G Investment Management Limited

  FRN 119328

  • [FCA CF] Material risk taker (since 22 Mar 2024)
  • [FCA CF] Manager of certification employee (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 7 Jul 2020)
  • CF30 Customer (30 Jun 2015 to 8 Dec 2019)
• M&G Alternatives Investment Management Limited

  FRN 122011

  • [FCA CF] Manager of certification employee (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 7 Jul 2020)
  • [FCA CF] Material risk taker (2 Feb 2023 to 1 Mar 2024)
  • CF30 Customer (30 Jun 2015 to 8 Dec 2019)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (9 Jun 2014 to 3 Nov 2014)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (9 Jun 2014 to 3 Nov 2014)
• ING Bank N.V. (no longer approved here)

  FRN 124940

  • CF30 Customer (13 Jul 2010 to 23 May 2014)
• Macquarie Capital (Europe) Limited (no longer approved here)

  FRN 193905

  • CF30 Customer (27 Apr 2009 to 26 Mar 2010)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • CF21 Investment Adviser (13 Apr 2004 to 25 Aug 2006)

No changes recorded yet.