Lee Martin Cleaves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 6 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2022)
    • [FCA CF] Client dealing (since 11 Mar 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (12 Feb 2014 to 1 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.