Lee Keith Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (16 Feb 2022 to 18 Aug 2023)
    • [FCA CF] Client dealing (16 Feb 2022 to 18 Aug 2023)
  • NDMC Associates Limited (no longer approved here)

    FRN 587827

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 May 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 26 May 2023)
    • Responsible for Insurance Mediation (6 Feb 2013 to 30 Sep 2018)
    • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2013 to 8 Dec 2019)
    • CF1 Director (6 Feb 2013 to 8 Dec 2019)
  • Martin Financial Management (2841) (no longer approved here)

    FRN 192613

    • (1)Employed By (28 Oct 1999 to 4 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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