NDMC Associates Limited

• Principal Place of Business

  78 Boutport St

  Barnstaple

  Devon

  EX31 1SR

  UNITED KINGDOM

  Phone

  +4401271379444

• Complaints Contact

  78 Boutport Street

  Barnstaple

  Devon

  EX31 1SR

  UNITED KINGDOM

  Phone

  +4401271379444

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Richard Griffin

  IRN AXG01021

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 4 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2025)
• David Meads

  IRN DVM00002

  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 22 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
• Ian Gareth Palfreeman

  IRN IXP00017

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 16 Aug 2023)
  • Responsibility for MCD Intermediation (since 16 Aug 2023)
  • Responsible for Insurance Distribution (since 16 Aug 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
  • CF1 Director (6 Feb 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Feb 2013 to 8 Dec 2019)
• Jack Irvine

  IRN JXI10696

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 27 Jan 2023)
  • [FCA CF] Client dealing (1 Apr 2022 to 27 Jan 2023)
• Jason Morgan

  IRN JXM00325

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
• Karen Lesley Ward

  IRN KXW00087

  • [FCA CF] Client dealing (9 Dec 2020 to 17 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 17 May 2022)
• Lee Keith Martin

  IRN LXM00064

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 26 May 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 26 May 2023)
  • Responsible for Insurance Mediation (6 Feb 2013 to 30 Sep 2018)
  • CF10 Compliance Oversight (6 Feb 2013 to 8 Dec 2019)
  • CF1 Director (6 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (6 Feb 2013 to 8 Dec 2019)

No changes recorded yet.