Lee John Dooley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • SMF18 Other Overall Responsibility (20 Apr 2020 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (31 Mar 2016 to 20 Apr 2020)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • SMF18 Other Overall Responsibility (20 Apr 2020 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (31 Mar 2016 to 20 Apr 2020)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • SMF18 Other Overall Responsibility (20 Apr 2020 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (2 Aug 2016 to 20 Apr 2020)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • SMF18 Other Overall Responsibility (20 Apr 2020 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (2 Aug 2016 to 20 Apr 2020)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • SMF18 Other Overall Responsibility (20 Apr 2020 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (2 Aug 2016 to 20 Apr 2020)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • SMF18 Other Overall Responsibility (20 Apr 2020 to 31 Dec 2020)
    • CF29 Significant management (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (10 May 2016 to 20 Apr 2020)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • SMF18 Other Overall Responsibility (17 Feb 2020 to 31 Dec 2020)
    • CF1 Director (AR) (5 Oct 2015 to 27 Nov 2019)
    • CF1 Director (17 Nov 2011 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF29 Significant management (17 Mar 2011 to 3 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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