Lee Grant Disney

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beckett Financial Services Limited

    FRN 138104

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 24 Apr 2024)
    • CF1 Director (AR) (since 24 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 25 Mar 2024)
  • Waveney Valley Independent Financial Advisers Ltd

    FRN 825631

    • (3)Employed By (since 24 Apr 2024)
    • (2)Employed By (15 Nov 2018 to 31 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (AR) (15 Nov 2018 to 31 Mar 2024)
    • CF30 Customer (15 Nov 2018 to 31 Mar 2024)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (1 Feb 2016 to 31 Oct 2018)
  • COMPASS INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 563812

    • CF30 Customer (20 Aug 2012 to 3 Feb 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (9 Dec 2011 to 3 Aug 2012)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (9 Dec 2011 to 3 Aug 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Jul 2011 to 18 Dec 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Jan 2009 to 8 Jan 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Show more

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Waveney Valley Independent Financial Advisers Ltd

  2. controlled function added: (2)Employed By at Waveney Valley Independent Financial Advisers Ltd

  3. controlled function added: (3)Employed By at Waveney Valley Independent Financial Advisers Ltd