Lee Grant Disney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (12 Dec 2006 to 24 Apr 2007)
- CF22 Investment Adviser (Trainee) (9 Jun 2006 to 12 Dec 2006)
Park View Financial Planning Limited (no longer approved here)
FRN 229206
- (8)Employed By (17 Jun 2005 to 28 Jun 2005)
Orwell Financial Solutions (no longer approved here)
FRN 218752
- (2)Employed By (12 Dec 2003 to 16 Jan 2004)

Updates to this individual's record on the FCA register.

22 hours ago
controlled function removed: Employed By at Waveney Valley Independent Financial Advisers Ltd
22 hours ago
controlled function added: (2)Employed By at Waveney Valley Independent Financial Advisers Ltd
22 hours ago
controlled function added: (3)Employed By at Waveney Valley Independent Financial Advisers Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.