Lee Finlayson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
    • CF3 Chief Executive (16 Jun 2014 to 27 Nov 2019)
    • CF28 Systems and controls (1 Nov 2007 to 10 Dec 2014)
    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF1 Director (10 Aug 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (17 Oct 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2002 to 10 Aug 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.