Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 22 Dec 2017)
- [FCA CF] Material risk taker (since 22 Dec 2017)
- CF30 Customer (16 Jul 2012 to 6 Mar 2016)
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 27 Oct 2017)
- [FCA CF] Client dealing (since 3 Nov 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (22 Feb 2007 to 31 Oct 2007)
- CF26 Customer Trading (19 Jul 2006 to 21 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.