Lee David George

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 25 Aug 2022)
    • [FCA CF] Material risk taker (since 25 Aug 2022)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • [FCA CF] Material risk taker (since 3 Jan 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
    • CF30 Customer (22 Sep 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 26 Jun 2014)
    • CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.