Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TAG FINANCIAL (KENT) LTD
FRN 939747
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Mar 2021)
- Responsibility for MCD Intermediation (since 5 Mar 2021)
- Responsible for Insurance Distribution (since 5 Mar 2021)
- SMF16 Compliance Oversight (since 5 Mar 2021)
- SMF3 Executive Director (since 5 Mar 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2021)
- CF1 Director (AR) (1 Apr 2016 to 3 Mar 2021)
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- CF1 Director (AR) (2 May 2007 to 16 Nov 2012)
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- (1)Employed By (2 May 2007 to 16 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.