TAG FINANCIAL (KENT) LTD
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Maidstone Innovation CentreGidds Pond WayWeaveringMaidstoneKentME14 5FYUNITED KINGDOM- Phone
- +4403333447365
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Complaints Contact
Maidstone Innovation CentreGidds Pond WayWeaveringMaidstoneKentME14 5FYUNITED KINGDOM- Phone
- +4403333447365
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew James Stevenson
IRN AXS05100
- [FCA CF] Functions requiring qualifications (15 Jan 2024 to 6 Jul 2024)
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Darren Robert RUTHERFORD
IRN DXR00173
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 5 Mar 2021)
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Kim Linksted
IRN KXL00173
- [FCA CF] Functions requiring qualifications (15 Nov 2021 to 24 Oct 2022)
- [FCA CF] Client dealing (15 Nov 2021 to 24 Oct 2022)
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Lee Antony Holland
IRN LXH01286
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Mar 2021)
- Responsibility for MCD Intermediation (since 5 Mar 2021)
- Responsible for Insurance Distribution (since 5 Mar 2021)
- SMF16 Compliance Oversight (since 5 Mar 2021)
- SMF3 Executive Director (since 5 Mar 2021)
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Lucy Vasselin
IRN LXV00024
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 5 Mar 2021)
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Shaun McLaughlin
IRN SXM00625
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 5 Mar 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.