Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WATSON, WOOD & SILLARS LTD
FRN 806354
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
- [FCA CF] Client dealing (since 6 Jan 2025)
- [FCA CF] Significant management (6 Jan 2025 to 7 Jan 2025)
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- [FCA CF] Functions requiring qualifications (1 Jul 2023 to 3 Jan 2025)
- [FCA CF] Client dealing (1 Jul 2023 to 3 Jan 2025)
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- CF21 Investment Adviser (13 Oct 2006 to 17 Jul 2007)
- CF22 Investment Adviser (Trainee) (14 Feb 2006 to 13 Oct 2006)
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- CF21 Investment Adviser (5 Mar 2004 to 9 Jul 2004)
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 5 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.