Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)
    • [FCA CF] Significant management (6 Jan 2025 to 7 Jan 2025)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • [FCA CF] Functions requiring qualifications (1 Jul 2023 to 3 Jan 2025)
    • [FCA CF] Client dealing (1 Jul 2023 to 3 Jan 2025)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (13 Oct 2006 to 17 Jul 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2006 to 13 Oct 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Mar 2004 to 9 Jul 2004)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.