Leanne Marx

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 31 May 2022)
M&G Alternatives Investment Management Limited
FRN 122011
- [FCA CF] Client dealing (since 31 May 2022)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Client dealing (25 Jun 2020 to 17 Dec 2020)
LGIM Real Assets (Operator) Limited (no longer approved here)
FRN 447041
- [FCA CF] Client dealing (1 Apr 2020 to 17 Dec 2020)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (23 Oct 2014 to 2 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.