Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Swansea Building Society
FRN 206066
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
-
- Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 30 Jun 2024)
-
- CF21 Investment Adviser (5 Jul 2005 to 10 Mar 2006)
- CF22 Investment Adviser (Trainee) (10 Jun 2003 to 5 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.