Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 5 Sep 2025)
- [FCA CF] Manager of certification employee (28 Mar 2023 to 2 Jan 2024)
- CF30 Customer (9 Aug 2017 to 30 Jan 2018)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 5 Sep 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Material risk taker (since 26 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Aug 2020)
- CF30 Customer (16 Oct 2017 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
- CF30 Customer (9 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (6 May 2009 to 6 Mar 2016)
- CF21 Investment Adviser (2 Jun 2005 to 8 Aug 2005)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.