Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 5 Sep 2025)
    • [FCA CF] Manager of certification employee (28 Mar 2023 to 2 Jan 2024)
    • CF30 Customer (9 Aug 2017 to 30 Jan 2018)
    • [FCA CF] Manager of certification employee (since 5 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 26 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Aug 2020)
    • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (6 May 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Jun 2005 to 8 Aug 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.