Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF1 Director (AR) (8 Apr 2019 to 21 Aug 2019)
    • CF30 Customer (8 Apr 2019 to 21 Aug 2019)
  • BondMason BRIX Ltd (no longer approved here)

    FRN 839537

    • Employed By (8 Apr 2019 to 21 Aug 2019)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • CF10 Compliance Oversight (19 Oct 2010 to 18 Feb 2011)
    • CF28 Systems and controls (1 Nov 2007 to 7 Jul 2011)
    • CF1 Director (6 Jan 2006 to 6 May 2011)
    • CF14 Risk Assessment (6 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Jan 2006 to 12 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.