Lawrence Vaughan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (13 Jun 2006 to 17 Jan 2007)
Harbour Financial Services Ltd (no longer approved here)
FRN 206278
- (3)Employed By (13 Jun 2006 to 17 Jan 2007)
Atomos Financial Planning Limited (no longer approved here)
FRN 193503
- CF22 Investment Adviser (Trainee) (22 Jan 2004 to 11 Mar 2004)
Menai Financial Services (no longer approved here)
FRN 215530
- (3)Employed By (27 Jun 2002 to 23 Jan 2003)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.