Lawrence David Mason

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Mar 2010 to 21 Jan 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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