Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Significant management (since 1 Feb 2021)
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Manager of certification employee (since 1 Feb 2021)
- [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- CF30 Customer (14 Jun 2010 to 8 Dec 2019)
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- CF30 Customer (15 Feb 2010 to 19 Mar 2010)
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- CF30 Customer (21 Oct 2009 to 1 Feb 2010)
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- CF30 Customer (1 Nov 2007 to 2 Jun 2009)
- CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.