Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (14 Jun 2010 to 8 Dec 2019)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (15 Feb 2010 to 19 Mar 2010)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (21 Oct 2009 to 1 Feb 2010)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 2 Jun 2009)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.