Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
    • (22)Employed By (since 13 Nov 2025)
    • (26)Employed By (13 May 2019 to 13 Jun 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (13 May 2019 to 4 Dec 2025)
  • Total Financial Services Ltd (no longer approved here)

    FRN 543500

    • Employed By (13 Jun 2019 to 7 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (26)Employed By at Finli (IPWM) Limited

  3. controlled function added: (22)Employed By at Finli (IPWM) Limited