Laurent Leclercq

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ITINERANT-GPS UK LIMITED

    FRN 523227

    • SMF16 Compliance Oversight (since 14 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2023)
    • [PRA CF] Key function holder (since 5 Oct 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • SMF3 Executive Director (since 20 Dec 2022)
  • Khepri Fund Management Limited (no longer approved here)

    FRN 193171

    • CF4 Partner (AR) (29 Feb 2012 to 13 Nov 2012)
  • Advent Capital Management UK Limited (no longer approved here)

    FRN 447452

    • CF30 Customer (1 Nov 2007 to 23 Jun 2011)
    • CF11 Money Laundering Reporting (17 Jul 2007 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (17 Jul 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Jul 2007 to 31 Mar 2010)
    • CF1 Director (17 Jul 2007 to 23 Jun 2011)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF21 Investment Adviser (7 Mar 2005 to 15 Apr 2007)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (11 Sep 2003 to 8 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.