Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (20 Sep 2012 to 31 Dec 2013)
-
- CF30 Customer (25 May 2010 to 31 Jan 2011)
-
- CF30 Customer (1 Nov 2007 to 5 Nov 2008)
- CF26 Customer Trading (21 Nov 2005 to 20 Jun 2006)
- CF1 Director (21 Nov 2005 to 30 Jan 2009)
- CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
-
- CF16 Significant Mgt (Desgntd Investment Business) (24 Jun 2003 to 2 May 2005)
- CF26 Customer Trading (11 May 2002 to 16 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.