Laurence Matthew Frost

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [FCA CF] Significant management (since 1 Mar 2026)
    • [PRA CF] Managing a material risk taker (since 1 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 1 Feb 2021)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Significant management (1 Mar 2020 to 31 Oct 2020)
    • [FCA CF] Client dealing (6 Mar 2017 to 31 Oct 2020)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 31 Oct 2020)
    • [FCA CF] Material risk taker (6 Mar 2017 to 31 Oct 2020)
    • CF30 Customer (9 Dec 2013 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (13 Jun 2011 to 30 Oct 2013)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (1 Nov 2007 to 12 Aug 2008)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.