Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 31 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2021)
  • Clerville Investment Management LLP (no longer approved here)

    FRN 475069

    • CF30 Customer (24 May 2018 to 12 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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