Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Oct 2024)
    • CF30 Customer (since 12 Jul 2024)
    • (20)Employed By (since 12 Jul 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 17 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 17 Jul 2024)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 1 Dec 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (22 Apr 2009 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.