Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 3 Oct 2024)
- CF30 Customer (since 12 Jul 2024)
-
Newcastle Financial Advisers Limited
FRN 222899
- (20)Employed By (since 12 Jul 2024)
-
- [FCA CF] Client dealing (1 Oct 2019 to 17 Jul 2024)
- [FCA CF] Functions requiring qualifications (1 Oct 2016 to 17 Jul 2024)
-
- CF30 Customer (3 Sep 2010 to 1 Dec 2011)
-
- CF30 Customer (22 Apr 2009 to 16 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.