Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (6 Jul 2022 to 6 Aug 2025)
    • [FCA CF] Functions requiring qualifications (6 Jul 2022 to 6 Aug 2025)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (16)Employed By (20 Aug 2020 to 10 May 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 May 2022)
    • CF30 Customer (6 Mar 2019 to 10 May 2022)
  • Willson Grange Wealth Management Limited (no longer approved here)

    FRN 811556

    • Employed By (6 Mar 2019 to 10 May 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.