Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
- CF1 Director (AR) (since 3 Feb 2021)
- CF30 Customer (since 3 Feb 2021)
- [FCA CF] Functions requiring qualifications (24 Jul 2020 to 31 Mar 2021)
- [FCA CF] Manager of certification employee (24 Jul 2020 to 31 Mar 2021)
- [FCA CF] Client dealing (24 Jul 2020 to 31 Mar 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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ARDENT WEALTH LIMITED
FRN 939406
- (2)Employed By (since 3 Feb 2021)
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- CF30 Customer (9 Jul 2013 to 9 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 28 Jun 2013)
- CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 May 2006 to 24 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ARDENT WEALTH LIMITED
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controlled function added: (2)Employed By at ARDENT WEALTH LIMITED