Laura Elizabeth Goodwin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (24 Aug 2016 to 8 Jan 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Jun 2015 to 6 Mar 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (20 Jan 2010 to 8 Nov 2013)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF30 Customer (14 Jul 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.