Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF10a CASS Oversight function (1 Oct 2011 to 13 Sep 2012)
    • CF29 Significant management (8 Dec 2009 to 13 Sep 2012)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF10a CASS Oversight function (1 Oct 2011 to 13 Sep 2012)
    • CF29 Significant management (8 Dec 2009 to 13 Sep 2012)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF1 Director (8 Dec 2009 to 13 Sep 2012)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (17 Sep 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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