Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 15 Jun 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (18 Jun 2021 to 17 Feb 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (18 Oct 2019 to 17 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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