Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 2 Aug 2021)
- [FCA CF] Manager of certification employee (2 Aug 2021 to 3 Mar 2026)
- [FCA CF] Material risk taker (2 Aug 2021 to 31 Dec 2021)
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 29 Jun 2021)
- [FCA CF] Material risk taker (since 20 Jun 2019)
- [FCA CF] Client dealing (since 20 Nov 2018)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 29 Jun 2021)
- [FCA CF] Material risk taker (since 20 Jun 2019)
- [FCA CF] Client dealing (since 20 Nov 2018)
-
- CF30 Customer (25 Jul 2012 to 7 Dec 2016)
-
- CF30 Customer (17 Jan 2012 to 9 Mar 2012)
-
- CF30 Customer (13 Oct 2009 to 28 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.