Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Functions requiring qualifications (since 23 May 2022)
  • Herbert & Webster Ltd (no longer approved here)

    FRN 528384

    • [FCA CF] Client dealing (3 Dec 2020 to 12 May 2022)
    • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 12 May 2022)
    • CF30 Customer (17 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.