Kunal Parekh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (23 Jan 2023 to 17 Dec 2025)
    • [FCA CF] Client dealing (2 Nov 2022 to 17 Dec 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (23 Jan 2023 to 17 Dec 2025)
    • [FCA CF] Client dealing (2 Nov 2022 to 17 Dec 2025)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (1 Nov 2018 to 14 Oct 2022)
    • [PRA CF] Managing a material risk taker (1 Nov 2018 to 14 Oct 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2018 to 14 Oct 2022)
    • [FCA CF] Material risk taker (17 Oct 2016 to 14 Oct 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (31 May 2016 to 28 Jun 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Jun 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2016)
    • CF30 Customer (21 Sep 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.