Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (1 Dec 2020 to 6 Jan 2021)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 6 Jan 2021)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Client dealing (19 Dec 2019 to 1 Feb 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Client dealing (12 Nov 2019 to 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Nov 2019 to 1 Feb 2021)
    • CF30 Customer (21 Aug 2018 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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