Kshamta Kaushik

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • SMF22 Other Local Responsibility (22 Aug 2018 to 8 Jul 2022)
    • [FCA CF] Significant management (1 Mar 2018 to 21 Aug 2018)
    • [FCA CF] Client dealing (6 Mar 2017 to 21 Aug 2018)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 21 Aug 2018)
    • [FCA CF] Material risk taker (6 Mar 2017 to 21 Aug 2018)
    • CF30 Customer (15 Mar 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Nov 2006 to 17 Nov 2006)
    • CF26 Customer Trading (27 Feb 2003 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.