Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Algorithmic trading (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (7 Sep 2016 to 28 Feb 2023)
- CF30 Customer (20 Oct 2010 to 6 Mar 2016)
- CF21 Investment Adviser (11 Jan 2002 to 7 Aug 2003)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 7 Sep 2016)
- [FCA CF] Algorithmic trading (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (7 Sep 2016 to 28 Feb 2023)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2010)
- CF4 Partner (22 Nov 2005 to 31 Mar 2010)
- CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Sep 2003 to 15 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.