Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Feb 2023)
    • CF30 Customer (20 Oct 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Jan 2002 to 7 Aug 2003)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Algorithmic trading (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Feb 2023)
  • GSA Capital Partners LLP (no longer approved here)

    FRN 409768

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF4 Partner (22 Nov 2005 to 31 Mar 2010)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (17 Sep 2003 to 15 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.