Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2026)
    • SMF16 Compliance Oversight (25 May 2023 to 31 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 May 2023 to 31 Mar 2026)
    • [FCA CF] CASS oversight function (1 Apr 2023 to 31 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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