Koji Kato

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (1 Nov 2016 to 21 Apr 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 21 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Jun 2002 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (1 Nov 2016 to 21 Apr 2019)
    • [FCA CF] Material risk taker (1 Nov 2016 to 21 Apr 2019)
    • CF30 Customer (26 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.