Klaus Hessberger

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard & Co., Limited

    FRN 114054

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (28 Feb 2024 to 13 Jun 2024)
    • [FCA CF] Client dealing (22 Dec 2023 to 1 Jul 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (4 Aug 2017 to 13 Jun 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 1 Jul 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2025)
    • CF29 Significant management (8 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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