Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 16 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 16 Mar 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Mar 2026)
    • CF30 Customer (3 Jun 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Mar 2026)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Mar 2026)
    • CF30 Customer (3 Jun 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF28 Systems and controls (30 Sep 2013 to 17 Mar 2015)
    • CF30 Customer (1 Nov 2007 to 7 Feb 2013)
    • CF26 Customer Trading (1 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 7 Feb 2013)
    • CF26 Customer Trading (1 Aug 2007 to 31 Oct 2007)
  • BRITANNIC TRADING LIMITED (no longer approved here)

    FRN 140459

    • CF26 Customer Trading (1 Dec 2001 to 9 Jan 2004)
  • Britannic Energy Trading Limited (no longer approved here)

    FRN 184256

    • CF26 Customer Trading (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.