Kirt Bains

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale

    FRN 124866

    • [FCA CF] Material risk taker (since 20 Jul 2023)
    • [FCA CF] Manager of certification employee (since 6 Feb 2023)
    • [FCA CF] Client dealing (since 11 Jan 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (4 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Client dealing (14 Nov 2016 to 28 Dec 2022)
    • [FCA CF] Material risk taker (14 Nov 2016 to 28 Dec 2022)
    • CF30 Customer (11 Jun 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (4 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (2 Feb 2018 to 28 Dec 2022)
    • [FCA CF] Client dealing (2 Feb 2018 to 28 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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