Kirstyn Sherwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Material risk taker (18 Jan 2021 to 21 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Dec 2023)
    • CF11 Money Laundering Reporting (25 Mar 2019 to 8 Dec 2019)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Dec 2023)
    • CF11 Money Laundering Reporting (27 Feb 2018 to 8 Dec 2019)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2019 to 21 Dec 2023)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • SMF16 Compliance Oversight (10 Dec 2018 to 20 Nov 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 21 Dec 2023)
    • CF10 Compliance Oversight (26 Oct 2015 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (26 Oct 2015 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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